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engaging picture of the famous general Wu Ch‘i;  from whose 

treatise on war I have frequently had occasion to quote:   〃He 

wore the same clothes and ate the same food as the meanest of his 

soldiers;  refused to have either a horse to ride or a mat to 

sleep on; carried his own surplus rations wrapped in a parcel; 

and shared every hardship with his men。  One of his soldiers was 

suffering from an abscess; and Wu Ch‘i himself sucked out the 

virus。  The soldier's mother; hearing this; began wailing and 

lamenting。  Somebody asked her; saying:  'Why do you cry?   Your 

son is only a common soldier; and yet the commander…in…chief 

himself has sucked the poison from his sore。'  The woman replied; 

'Many years ago;  Lord Wu performed a similar service for my 

husband; who never left him afterwards; and finally met his death 

at the hands of the enemy。  And now that he has done the same for 

my son; he too will fall fighting I know not where。'〃  Li Ch‘uan 

mentions the Viscount of Ch‘u; who invaded the small state of 

Hsiao during the winter。  The Duke of Shen said to him:  〃Many of 

the soldiers are suffering severely from the cold。〃  So he made a 

round of the whole army; comforting and encouraging the men;  and 

straightway they felt as if they were clothed in garments lined 

with floss silk。'



     26。  If; however; you are indulgent; but unable to make your 

authority   felt;  kind…hearted;  but unable to enforce   your 

commands;  and incapable; moreover; of quelling disorder:   then 

your soldiers must be likened to spoilt children;  they are 

useless for any practical purpose。



     'Li Ching once said that if you could make your soldiers 

afraid of you; they would not be afraid of the enemy。  Tu Mu 

recalls an instance of stern military discipline which occurred 

in 219 A。D。; when Lu Meng was occupying the town of Chiang…ling。  

He had given stringent orders to his army not to molest the 

inhabitants nor take anything from them by force。  Nevertheless; 

a certain officer serving under his banner; who happened to be a 

fellow…townsman;  ventured to appropriate a bamboo hat belonging 

to one of the people; in order to wear it over his regulation 

helmet as a protection against the rain。  Lu Meng considered that 

the fact of his being also a native of Ju…nan should not be 

allowed to palliate a clear breach of discipline; and accordingly 

he ordered his summary execution; the tears rolling down his 

face;  however;  as he did so。  This act of severity filled the 

army with wholesome awe; and from that time forth even articles 

dropped in the highway were not picked up。'



     27。  If we know that our own men are in a condition to 

attack; but are unaware that the enemy is not open to attack;  we 

have gone only halfway towards victory。



     'That is;  Ts‘ao Kung says; 〃the issue in this case is 

uncertain。〃'



     28。  If we know that the enemy is open to attack;  but are 

unaware that our own men are not in a condition to attack;  we 

have gone only halfway towards victory。



     'Cf。 III。 ss。 13 (1)。'



     29。  If we know that the enemy is open to attack; and also 

know that our men are in a condition to attack; but are unaware 

that the nature of the ground makes fighting impracticable;  we 

have still gone only halfway towards victory。

     30。  Hence the experienced soldier; once in motion; is never 

bewildered; once he has broken camp; he is never at a loss。



     'The reason being; according to Tu Mu; that he has taken his 

measures so thoroughly as to ensure victory beforehand。  〃He does 

not move recklessly;〃 says Chang Yu; 〃so that when he does move; 

he makes no mistakes。〃'



     31。  Hence the saying:  If you know the enemy and know 

yourself;  your victory will not stand in doubt;  if you know 

Heaven and know Earth; you may make your victory complete。



     'Li Ch‘uan sums up as follows:  〃Given a knowledge of three 

thingsthe affairs of men; the seasons of heaven and the natural 

advantages of earth;  victory will invariably crown   your 

battles。〃'





'1'  See 〃Pensees de Napoleon 1er;〃 no。 47。



'2'  〃The Science of War;〃 chap。 2。



'3'  〃Aids to Scouting;〃 p。 xii。







XI。  THE NINE SITUATIONS





     1。  Sun Tzu said:  The art of war recognizes nine varieties 

of ground:   (1)  Dispersive ground;  (2)  facile ground;  (3) 

contentious ground; (4) open ground; (5) ground of intersecting 

highways; (6) serious ground; (7) difficult ground; (8) hemmed…in 

ground; (9) desperate ground。

     2。  When a chieftain is fighting in his own territory; it is 

dispersive ground。



     'So called because the soldiers; being near to their homes 

and anxious to see their wives and children; are likely to seize 

the opportunity afforded by a battle and scatter in every 

direction。  〃In their advance;〃 observes Tu Mu; 〃they will lack 

the valor of desperation; and when they retreat; they will find 

harbors of refuge。〃'



     3。  When he has penetrated into hostile territory; but to no 

great distance; it is facile ground。



     'Li Ch‘uan and Ho Shih say 〃because of the facility for 

retreating;〃   and   the   other   commentators   give    similar 

explanations。  Tu Mu remarks:  〃When your army has crossed the 

border; you should burn your boats and bridges; in order to make 

it clear to everybody that you have no hankering after home。〃'



     4。  Ground the possession of which imports great advantage 

to either side; is contentious ground。



     'Tu Mu defines the ground as ground 〃to be contended for。〃  

Ts‘ao Kung says:   〃ground on which the few and the weak can 

defeat the many and the strong;〃 such as 〃the neck of a pass;〃 

instanced   by Li Ch‘uan。  Thus;  Thermopylae was   of   this 

classification because the possession of it; even for a few days 

only;  meant holding the entire invading army in check and thus 

gaining invaluable time。  Cf。 Wu Tzu; ch。 V。  ad init。:   〃For 

those who have to fight in the ratio of one to ten;  there is 

nothing better than a narrow pass。〃  When Lu Kuang was returning 

from his triumphant expedition to Turkestan in 385 A。D。; and had 

got as far as I…ho; laden with spoils; Liang Hsi;  administrator 

of Liang…chou; taking advantage of the death of Fu Chien; King of 

Ch‘in;  plotted against him and was for barring his way into the 

province。  Yang Han;  governor of Kao…ch‘ang;  counseled him; 

saying:   〃Lu Kuang is fresh from his victories in the west;  and 

his soldiers are vigorous and mettlesome。  If we oppose him in 

the shifting sands of the desert; we shall be no match for him; 

and we must therefore try a different plan。  Let us hasten to 

occupy the defile at the mouth of the Kao…wu pass; thus cutting 

him off from supplies of water;  and when his troops are 

prostrated with thirst; we can dictate our own terms without 

moving。  Or if you think that the pass I mention is too far off; 

we could make a stand against him at the I…wu pass;  which is 

nearer。  The cunning and resource of Tzu…fang himself would be 

expended in vain against the enormous strength of these two 

positions。〃   Liang Hsi;  refusing to act on this advice;  was 

overwhelmed and swept away by the invader。'



     5。  Ground on which each side has liberty of movement is 

open ground。



     'There are various interpretations of the Chinese adjective 

for this type of ground。  Ts‘ao Kung says it means   〃ground 

covered with a network of roads;〃 like a chessboard。  Ho Shih 

suggested:  〃ground on which intercommunication is easy。〃'



     6。  Ground which forms the key to three contiguous states;



     'Ts‘au Kung defines this as:  〃Our country adjoining the 

enemy's and a third country conterminous with both。〃  Meng Shih 

instances the small principality of Cheng; which was bounded on 

the north…east by Ch‘i; on the west by Chin; and on the south by 

Ch‘u。'



so that he who occupies it first has most of the Empire at his 

command;



     'The belligerent who holds this dominating position can 

constrain most of them to become his allies。'



is a ground of intersecting highways。

     7。  When an army has penetrated into the heart of a hostile 

country; leaving a number of fortified cities in its rear; it is 

serious ground。



     'Wang Hsi explains the name by saying that 〃when an army has 

reached such a point; its situation is serious。〃'



     8。  Mountain forests;



     'Or simply 〃forests。〃'



rugged steeps;  marshes and fensall country that is hard to 

traverse:  this is difficult ground。

     9。  Ground which is reached through narrow gorges; and from 

which we can only retire by tortuous paths; so that a small 

number of the enemy would suffice to crush a large body of our 

men:  this is hemmed in ground。

     10。  Ground on which we can only be saved from destruction 

by

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