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To¡¡Carolyn¡¡Conger

¡¨What¡¡really¡¡interests¡¡me¡¡is¡¡whether¡¡God¡¡had¡¡any¡¡choice¡¡in¡¡the¡¡creation¡¡of¡¡the¡¡world¡£¡¨

ALBERT¡¡EINSTEIN


¡¨Deep¡¡in¡¡the¡¡chaotic¡¡regime£»¡¡slight¡¡changes¡¡in¡¡structure¡¡almost¡¡always¡¡cause¡¡vast¡¡changes¡¡in¡¡behavior¡£¡¡plex¡¡controllable¡¡behavior¡¡seems¡¡precluded¡£¡¨

STUART¡¡KAUFFMAN


¡¨Sequelae¡¡are¡¡inherently¡¡unpredictable¡£¡¨
IAN¡¡MALCOLM

Introduction£º

¡¨Extinction¡¡at¡¡the¡¡K¡­T¡¡Boundary¡¨

The¡¡late¡¡twentieth¡¡century¡¡has¡¡witnessed¡¡a¡¡remarkable¡¡growth¡¡in¡¡scientific¡¡interest¡¡in¡¡the¡¡subject¡¡of¡¡extinction¡£
¡¡¡¡¡¡¡¡It¡¡is¡¡hardly¡¡a¡¡new¡¡subject¡¡¡­¡¡Baron¡¡Georges¡¡Cuvier¡¡had¡¡first¡¡demonstrated¡¡that¡¡species¡¡became¡¡extinct¡¡back¡¡in¡¡1786£»¡¡not¡¡long¡¡after¡¡the¡¡American¡¡Revolution¡£¡¡Thus¡¡the¡¡fact¡¡of¡¡extinction¡¡had¡¡been¡¡accepted¡¡by¡¡scientists¡¡for¡¡nearly¡¡three¡­quarters¡¡of¡¡a¡¡century¡¡before¡¡Darwin¡¡put¡¡forth¡¡his¡¡theory¡¡of¡¡evolution¡£¡¡And¡¡after¡¡Darwin£»¡¡the¡¡many¡¡controversies¡¡that¡¡swirled¡¡around¡¡his¡¡theory¡¡did¡¡not¡¡often¡¡concern¡¡issues¡¡of¡¡extinction¡£
¡¡¡¡¡¡¡¡On¡¡the¡¡contrary£»¡¡extinction¡¡was¡¡generally¡¡considered¡¡as¡¡unremarkable¡¡as¡¡a¡¡car¡¡running¡¡out¡¡of¡¡gas¡£¡¡Extinction¡¡was¡¡simply¡¡proof¡¡of¡¡failure¡¡to¡¡adapt¡£¡¡How¡¡species¡¡adapted¡¡was¡¡intensely¡¡studied¡¡and¡¡fiercely¡¡debated¡£¡¡But¡¡the¡¡fact¡¡that¡¡some¡¡species¡¡failed¡¡was¡¡hardly¡¡given¡¡a¡¡second¡¡thought¡£¡¡What¡¡was¡¡there¡¡to¡¡say¡¡about¡¡it£¿¡¡However£»¡¡beginning¡¡in¡¡the¡¡1970s£»¡¡two¡¡developments¡¡began¡¡to¡¡focus¡¡attention¡¡on¡¡extinction¡¡in¡¡a¡¡new¡¡way¡£
¡¡¡¡¡¡¡¡The¡¡first¡¡was¡¡the¡¡recognition¡¡that¡¡human¡¡beings¡¡were¡¡now¡¡very¡¡numerous£»¡¡and¡¡were¡¡altering¡¡the¡¡planet¡¡at¡¡a¡¡very¡¡rapid¡¡rate¡­eliminating¡¡traditional¡¡habitats£»¡¡clearing¡¡the¡¡rain¡¡forest£»¡¡polluting¡¡air¡¡and¡¡water£»¡¡perhaps¡¡even¡¡changing¡¡global¡¡climate¡£¡¡In¡¡the¡¡process£»¡¡many¡¡animal¡¡species¡¡were¡¡being¡¡extinct¡£¡¡Some¡¡scientists¡¡cried¡¡out¡¡in¡¡alarm£»¡¡others¡¡were¡¡quietly¡¡uneasy¡£¡¡How¡¡fragile¡¡was¡¡the¡¡earth's¡¡ecosystem£¿¡¡Was¡¡the¡¡human¡¡species¡¡engaged¡¡in¡¡behavior¡¡that¡¡would¡¡eventually¡¡lead¡¡to¡¡its¡¡own
extinction£¿
¡¡¡¡¡¡¡¡No¡¡one¡¡was¡¡sure¡£¡¡Since¡¡nobody¡¡had¡¡ever¡¡bothered¡¡to¡¡study¡¡extinction¡¡in¡¡an¡¡organized¡¡way£»¡¡there¡¡was¡¡little¡¡information¡¡about¡¡rates¡¡of¡¡extinction¡¡in¡¡other¡¡geological¡¡eras¡£¡¡So¡¡scientists¡¡began¡¡to¡¡look¡¡closely¡¡at¡¡extinction¡¡in¡¡the¡¡past£»¡¡hoping¡¡to¡¡answer¡¡anxieties¡¡about¡¡the¡¡present¡£
¡¡¡¡¡¡¡¡The¡¡second¡¡development¡¡concerned¡¡new¡¡knowledge¡¡about¡¡the¡¡death¡¡of¡¡the¡¡dinosaurs¡£¡¡It¡¡had¡¡long¡¡been¡¡known¡¡that¡¡all¡¡dinosaur¡¡species¡¡had¡¡bee¡¡extinct¡¡in¡¡a¡¡relatively¡¡short¡¡time¡¡at¡¡the¡¡end¡¡of¡¡the¡¡Cretaceous¡¡era£»¡¡approximately¡¡sixty¡­five¡¡million¡¡years¡¡ago¡£¡¡Exactly¡¡how¡¡quickly¡¡those¡¡extinctions¡¡occurred¡¡was¡¡a¡¡subject¡¡of¡¡long¡­standing¡¡debate£º¡¡some¡¡paleontologists¡¡believed¡¡they¡¡had¡¡been¡¡catastrophically¡¡swift£»¡¡others¡¡felt¡¡the¡¡dinosaurs¡¡had¡¡died¡¡out¡¡more¡¡gradually£»¡¡over¡¡a¡¡period¡¡of¡¡ten¡¡thousand¡¡to¡¡ten¡¡million¡¡years¡¡¡­¡¡hardly¡¡a¡¡rapid¡¡event¡£
¡¡¡¡¡¡¡¡Then£»¡¡in¡¡1980£»¡¡physicist¡¡Luis¡¡Alvarez¡¡and¡¡three¡¡coworkers¡¡discovered¡¡high¡¡concentrations¡¡of¡¡the¡¡element¡¡iridium¡¡in¡¡rocks¡¡from¡¡the¡¡end¡¡of¡¡the¡¡Cretaceous¡¡and¡¡the¡¡start¡¡of¡¡the¡¡Tertiary¡¡¡­¡¡the¡¡so¡­called¡¡K¡­T¡¡boundary¡£¡¡£¨The¡¡Cretaceous¡¡was¡¡shorthanded¡¡as¡¡¡¨K¡¨¡¡to¡¡avoid¡¡confusion¡¡with¡¡the¡¡Cambrian¡¡and¡¡other¡¡geological¡¡periods¡££©¡¡Iridium¡¡is¡¡rare¡¡on¡¡earth£»¡¡but¡¡abundant¡¡in¡¡meteors¡£¡¡Alvarez's¡¡team¡¡argued¡¡that¡¡the¡¡presence¡¡of¡¡so¡¡much¡¡iridium¡¡in¡¡rocks¡¡at¡¡the¡¡K¡­T¡¡boundary¡¡suggested¡¡that¡¡a¡¡giant¡¡meteorite£»¡¡many¡¡miles¡¡in¡¡diameter£»¡¡had¡¡collided¡¡with¡¡the¡¡earth¡¡at¡¡that¡¡time¡£¡¡They¡¡theorized¡¡that¡¡the¡¡resulting¡¡dust¡¡and¡¡debris¡¡had¡¡darkened¡¡the¡¡skies£»¡¡inhibited¡¡photosynthesis£»¡¡killed¡¡plants¡¡and¡¡animals£»¡¡and¡¡ended¡¡the¡¡reign¡¡of¡¡the¡¡dinosaurs¡£
¡¡¡¡¡¡¡¡This¡¡dramatic¡¡theory¡¡captured¡¡the¡¡media¡¡and¡¡public¡¡imagination¡£¡¡It¡¡began¡¡a¡¡controversy¡¡which¡¡continued¡¡for¡¡many¡¡years¡£¡¡Where¡¡was¡¡the¡¡crater¡¡from¡¡this¡¡meteor£¿¡¡Various¡¡candidates¡¡were¡¡proposed¡£¡¡There¡¡were¡¡five¡¡major¡¡periods¡¡of¡¡extinction¡¡in¡¡the¡¡past¡­had¡¡meteors¡¡caused¡¡them¡¡all£¿¡¡Was¡¡there¡¡a¡¡twenty¡­six¡­million¡­year¡¡cycle¡¡of¡¡catastrophe£¿¡¡Was¡¡the¡¡planet¡¡even¡¡now¡¡awaiting¡¡another¡¡devastating¡¡impact£¿
¡¡¡¡¡¡¡¡After¡¡more¡¡than¡¡a¡¡decade£»¡¡these¡¡questions¡¡remained¡¡unanswered¡£¡¡The¡¡debate¡¡raged¡¡on¡¡¡­¡¡until¡¡August¡¡1993£»¡¡when£»¡¡at¡¡a¡¡weekly¡¡seminar¡¡of¡¡the¡¡Santa¡¡Fe¡¡Institute£»¡¡an¡¡iconoclastic¡¡mathematician¡¡named¡¡Ian¡¡Malcolm¡¡announced¡¡that¡¡none¡¡of¡¡these¡¡questions¡¡mattered£»¡¡and¡¡that¡¡the¡¡debate¡¡over¡¡a¡¡meteoric¡¡impact¡¡was¡¡¡¨a¡¡frivolous¡¡and¡¡irrelevant¡¡speculation¡£¡¨

¡¨Consider¡¡the¡¡numbers£»¡¨¡¡Malcolm¡¡said£»¡¡leaning¡¡on¡¡the¡¡podium£»¡¡staring¡¡forward¡¡at¡¡his¡¡audience¡£¡¡¡¨On¡¡our¡¡planet¡¡there¡¡are¡¡currently¡¡fifty¡¡million¡¡species¡¡of¡¡plants¡¡and¡¡animals¡£¡¡We¡¡think¡¡that¡¡is¡¡a¡¡remarkable¡¡diversity£»¡¡yet¡¡it¡¡is¡¡nothing¡¡pared¡¡to¡¡what¡¡has¡¡existed¡¡before¡£¡¡We¡¡estimate¡¡that¡¡there¡¡have¡¡been¡¡fifty¡¡billion¡¡species¡¡on¡¡this¡¡planet¡¡since¡¡life¡¡began¡£¡¡That¡¡means¡¡that¡¡for¡¡every¡¡thousand¡¡species¡¡that¡¡ever¡¡existed¡¡on¡¡the¡¡planet£»¡¡only¡¡one¡¡remains¡¡today¡£¡¡Thus¡¡99¡£9¡¡percent¡¡of¡¡all¡¡species¡¡that¡¡ever¡¡lived¡¡are¡¡extinct¡£¡¡And¡¡mass¡¡killings¡¡account¡¡for¡¡only¡¡five¡¡percent¡¡of¡¡that¡¡total¡£¡¡The¡¡overwhelming¡¡majority¡¡of¡¡species¡¡died¡¡one¡¡at¡¡a¡¡time¡£¡¨
¡¡¡¡¡¡¡¡The¡¡truth£»¡¡Malcolm¡¡said£»¡¡was¡¡that¡¡life¡¡on¡¡earth¡¡was¡¡marked¡¡by¡¡a¡¡continuous£»¡¡steady¡¡rate¡¡of¡¡extinction¡£¡¡By¡¡and¡¡large£»¡¡the¡¡average¡¡lifespan¡¡of¡¡a¡¡species¡¡was¡¡four¡¡million¡¡years¡£¡¡For¡¡mammals£»¡¡it¡¡was¡¡a¡¡million¡¡years¡£¡¡Then¡¡the¡¡species¡¡vanished¡£¡¡So¡¡the¡¡real¡¡pattern¡¡was¡¡one¡¡of¡¡species¡¡rising£»¡¡flourishing£»¡¡and¡¡dying¡¡out¡¡in¡¡a¡¡few¡¡million¡¡years¡£¡¡On¡¡average£»¡¡one¡¡species¡¡a¡¡day¡¡had¡¡bee¡¡extinct¡¡throughout¡¡the¡¡history¡¡of¡¡life¡¡on¡¡the¡¡earth¡£
¡¡¡¡¡¡¡¡¡¨But¡¡why£¿¡¨¡¡he¡¡asked¡£¡¡¡¨What¡¡leads¡¡to¡¡the¡¡rise¡¡and¡¡decline¡¡of¡¡earth's¡¡species¡¡in¡¡a¡¡four¡­million¡­year¡¡life¡¡cycle£¿
¡¡¡¡¡¡¡¡¡¨One¡¡answer¡¡is¡¡that¡¡we¡¡do¡¡not¡¡recognize¡¡how¡¡continuously¡¡active¡¡our¡¡planet¡¡is¡£¡¡just¡¡in¡¡the¡¡last¡¡fifty¡¡thousand¡¡years¡¡¡­¡¡a¡¡geological¡¡blink¡¡of¡¡an¡¡eye¡¡¡­¡¡the¡¡rain¡¡forests¡¡have¡¡severely¡¡contracted£»¡¡then¡¡expanded¡¡again¡£¡¡Rain¡¡forests¡¡aren't¡¡an¡¡ageless¡¡feature¡¡of¡¡the¡¡planet£»¡¡they're¡¡actually¡¡rather¡¡new¡£¡¡As¡¡recently¡¡as¡¡ten¡¡thousand¡¡years¡¡ago£»¡¡when¡¡there¡¡were¡¡human¡¡hunters¡¡on¡¡the¡¡American¡¡continent£»¡¡an¡¡ice¡¡pack¡¡extended¡¡as¡¡far¡¡down¡¡as¡¡New¡¡York¡¡City¡£¡¡Many¡¡animals¡¡became¡¡extinct¡¡during¡¡that¡¡time¡£
¡¡¡¡¡¡¡¡¡¨So¡¡most¡¡of¡¡earth's¡¡history¡¡shows¡¡animals¡¡living¡¡and¡¡dying¡¡against¡¡a¡¡very¡¡active¡¡background¡£¡¡That¡¡probably¡¡explains¡¡90¡¡percent¡¡of¡¡extinctions¡£¡¡If¡¡the¡¡seas¡¡dry¡¡up£»¡¡or¡¡bee¡¡more¡¡salty£»¡¡then¡¡of¡¡course¡¡ocean¡¡plankton¡¡will¡¡all¡¡die¡£¡¡But¡¡plex¡¡animals¡¡like¡¡dinosaurs¡¡are¡¡another¡¡matter£»¡¡because¡¡plex¡¡animals¡¡have¡¡insulated¡¡themselves¡¡¡­¡¡literally¡¡and¡¡figuratively¡¡¡­¡¡against¡¡such¡¡changes¡£¡¡Why¡¡do¡¡plex¡¡animals¡¡die¡¡out£¿¡¡Why¡¡don't¡¡they¡¡adjust£¿¡¡Physically£»¡¡they¡¡seem¡¡to¡¡have¡¡the¡¡capacity¡¡to¡¡survive¡£¡¡There¡¡appears¡¡to¡¡be¡¡no¡¡reason¡¡why¡¡they¡¡should¡¡die¡£¡¡And¡¡yet¡¡they¡¡do¡£
¡¡¡¡¡¡¡¡¡¨What¡¡I¡¡wish¡¡to¡¡propose¡¡is¡¡that¡¡plex¡¡animals¡¡bee¡¡extinct¡¡not¡¡because¡¡of¡¡a¡¡change¡¡in¡¡their¡¡physical¡¡adaptation¡¡to¡¡their¡¡environment£»¡¡but¡¡because¡¡of¡¡their¡¡behavior¡£¡¡I¡¡would¡¡suggest¡¡that¡¡the¡¡latest¡¡thinking¡¡ill¡¡chaos¡¡theory£»¡¡or¡¡nonlinear¡¡dynamics£»¡¡provides¡¡tantalizing¡¡hints¡¡to¡¡how¡¡this¡¡happens¡£
¡¡¡¡¡¡¡¡It¡¡suggests¡¡to¡¡us¡¡that¡¡behavior¡¡of¡¡plex¡¡animals¡¡can¡¡change¡¡very¡¡rapidly£»¡¡and¡¡not¡¡always¡¡for¡¡the¡¡better¡£¡¡It¡¡suggests¡¡that¡¡behavior¡¡can¡¡cease¡¡to¡¡be¡¡responsive¡¡to¡¡the¡¡environment£»¡¡and¡¡lead¡¡to¡¡decline¡¡and¡¡death¡£¡¡It¡¡suggests¡¡that¡¡animals¡¡may¡¡stop¡¡adapting¡£¡¡Is¡¡this¡¡what¡¡happened¡¡to¡¡the¡¡dinosaurs£¿¡¡Is¡¡this¡¡the¡¡true¡¡cause¡¡of¡¡their¡¡disappearance£¿¡¡We¡¡may¡¡never¡¡know¡£¡¡But¡¡it¡¡is¡¡no¡¡accident¡¡that¡¡human¡¡beings¡¡are¡¡so¡¡interested¡¡in¡¡dinosaur¡¡extinction¡£¡¡The¡¡decline¡¡of¡¡the¡¡dinosaurs¡¡allowed¡¡mammals¡¡¡­¡¡including¡¡us¡¡¡­¡¡to¡¡flourish¡£¡¡And¡¡that¡¡leads¡¡us¡¡to¡¡wonder¡¡whether¡¡the¡¡disappearance¡¡of¡¡the¡¡dinosaurs¡¡is¡¡going¡¡to¡¡be¡¡repeated£»¡¡sooner¡¡or¡¡later£»¡¡by¡¡us¡¡as¡¡well¡£¡¡Whether¡¡at¡¡the¡¡deepest¡¡level¡¡the¡¡fault¡¡lies¡¡not¡¡in¡¡blind¡¡fate¡­in¡¡some¡¡fiery¡¡meteor¡¡from¡¡the¡¡skies¡¡¡­¡¡but¡¡in¡¡our¡¡own¡¡behavior¡£¡¡At¡¡the¡¡moment£»¡¡we¡¡have¡¡no¡¡answer¡£¡¨
¡¡¡¡¡¡¡¡And¡¡then¡¡he¡¡smiled¡£
¡¡¡¡¡¡¡¡¡¨But¡¡I¡¡have¡¡a¡¡few¡¡suggestions£»¡¨¡¡he¡¡said¡£

THE¡¡LOST¡¡WORLD

Prologue£º

¡¨Life¡¡at¡¡the¡¡Edge¡¡of¡¡Chaos¡¨

The¡¡Santa¡¡Fe¡¡Institute¡¡was¡¡housed¡¡in¡¡a¡¡series¡¡of¡¡buildings¡¡on¡¡Canyon¡¡Road¡¡which¡¡had¡¡formerly¡¡been¡¡a¡¡convent£»¡¡and¡¡the¡¡Institute's¡¡seminars¡¡were¡¡held¡¡in¡¡a¡¡room¡¡which¡¡had¡¡served¡¡as¡¡a¡¡chapel¡£¡¡Now£»¡¡standing¡¡at¡¡the¡¡podium£»¡¡with¡¡a¡¡shaft¡¡of¡¡sunlight¡¡shining¡¡down¡¡on¡¡him£»¡¡Ian¡¡Malcolm¡¡paused¡¡dramatically¡¡before¡¡continuing¡¡his¡¡lecture¡£
¡¡¡¡¡¡¡¡Malcolm¡¡was¡¡forty¡¡years¡¡old£»¡¡and¡¡a¡¡familiar¡¡figure¡¡at¡¡the¡¡Institute¡£¡¡He¡¡had¡¡been¡¡one¡¡of¡¡the¡¡early¡¡pioneers¡¡in¡¡chaos¡¡theory£»¡¡but¡¡his¡¡promising¡¡career¡¡had¡¡been¡¡disrupted¡¡by¡¡a¡¡severe¡¡injury¡¡during¡¡a¡¡trip¡¡to¡¡Costa¡¡Rica£»¡¡Malcolm¡¡had£»¡¡in¡¡fact£»¡¡been¡¡reported¡¡dead¡¡in¡¡several¡¡newscasts¡£¡¡¡¨I¡¡was¡¡sorry¡¡to¡¡cut¡¡short¡¡the¡¡celebrations¡¡in¡¡mathematics¡¡departments¡¡around¡¡the¡¡country£»¡¨¡¡he¡¡later¡¡said£»¡¡¡¨but¡¡it¡¡turned¡¡out¡¡I¡¡was¡¡only¡¡slightly¡¡dead¡£¡¡The¡¡surgeons¡¡have¡¡done¡¡wonders£»¡¡as¡¡they¡¡will¡¡be¡¡the¡¡first¡¡to¡¡tell¡¡you¡£¡¡So¡¡now¡¡I¡¡am¡¡back¡¡¡­¡¡in¡¡my¡¡next¡¡iteration£»¡¡you¡¡might¡¡say¡£¡¨
¡¡¡¡¡¡¡¡Dressed¡¡entirely¡¡in¡¡black£»¡¡leaning¡¡on¡¡a¡¡cane£»¡¡Malcolm¡¡gave¡¡the¡¡impression¡¡of¡¡severity¡£¡¡He¡¡was¡¡known¡¡within¡¡the¡¡Institute¡¡for¡¡his¡¡unconventional¡¡analysis£»¡¡and¡¡his¡¡tendency¡¡to¡¡pessimism¡£¡¡His¡¡talk¡¡that¡¡August£»¡¡entitled¡¡¡¨Life¡¡at¡¡the¡¡Edge¡¡of¡¡Chaos£»¡¨¡¡was¡¡typical¡¡of¡¡his¡¡thinking¡£¡¡In¡¡it£»¡¡Malcolm¡¡presented¡¡his¡¡analysis¡¡of¡¡chaos¡¡theory¡¡as¡¡it¡¡applied¡¡to¡¡evolution¡£
¡¡¡¡¡¡¡¡He¡¡could¡¡not¡¡have¡¡wished¡¡for¡¡a¡¡more¡¡knowledgeable¡¡audience¡£¡¡The¡¡Santa¡¡Fe¡¡Institute¡¡had¡¡been¡¡formed¡¡in¡¡the¡¡mid¡­1980s¡¡by¡¡a¡¡group¡¡of¡¡scientists¡¡interested¡¡in¡¡the¡¡implications¡¡of¡¡chaos¡¡theory¡£¡¡The¡¡scientists¡¡came¡¡from¡¡many¡¡fields¡­physics£»¡¡economics£»¡¡biology£»¡¡puter¡¡science¡£¡¡What¡¡they¡¡had¡¡in¡¡mon¡¡was¡¡a¡¡belief¡¡that¡¡the¡¡plexity¡¡of¡¡the¡¡world¡¡concealed¡¡an¡¡underlying¡¡order¡¡which¡¡had¡¡previously¡¡eluded¡¡scien

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